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  • CONC 5C.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.1 Application and purpose

  • CONC 5D.1 Purpose and application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.1 Purpose and application

  • CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts

  • CONC 5C.5 Interpretation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.5 Interpretation

  • CONC 5D.3 Interventions to be taken in the case of repeat users

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.3 Interventions to be taken in the case of repeat users

  • CONC 5C.2 Charges for overdrafts to be interest rates

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.2 Charges for overdrafts to be interest rates

  • CONC 5C.3 Interest rates for unarranged overdrafts to be no more than the interest rates for arranged overdrafts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.3 Interest rates for unarranged overdrafts to be no more than the interest rates for arranged overdrafts

  • P2P resolution manual

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    P2P resolution manual

    180 the manual required by SYSC 4.1.8DBR .

  • P2P portfolio

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    P2P portfolio

    180 a collection of agreements that consist wholly of P2P agreements or a combination of P2P agreements and non-P2P agreements facilitated by an operator of an electronic system in relation to lending…

  • risk management framework

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    risk management framework

    194 the framework required by COBS 18.12.18R .

  • contingency fund policy

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    contingency fund policy

    231 the policy required by COBS 18.12.35R .

  • target rate

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    target rate

    87 the overall rate of return, however expressed, that an operator of an electronic system in relation to lending offers, in whatever manner, to aim to achieve for a lender using a P2P portfolio .

  • contingency fund

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    contingency fund

    231 (in relation to an operator of an electronic system in relation to lending ) a fund, trust, body corporate , segregated account or any other arrangement used for the purpose of making payments to…

  • outcomes statement

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    outcomes statement

    95 the statement required by COBS 18.12.21R .

  • credit risk assessment

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    credit risk assessment

    231 the assessment required by COBS 18.12.5R .

  • COBS 18.12 Operating an electronic system in relation to lending

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    COBS 18.12 Operating an electronic system in relation to lending

  • Glossary pop-up: new feature

    Publish Date: 16th April 2019

    Glossary pop-up: new feature The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the…

  • Brexit update

    Publish Date: 29th March 2019

    Brexit update Our final Handbook and Binding Technical Standards (BTS) instruments have now been made by the FCA Board and we have posted PDFs of each of these here . A number of the BTS instruments w…

  • Directory person

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th September 2019

    Directory person

    123 an individual who is: (1) an appointed representative Directory person ; (2) a certification employee ; (3) a non-SMF director Directory person ; or (4) a sole trader Directory person .

  • Directory

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th September 2019

    Directory

    123 the record of Directory persons which the FCA is (amongst other things) required to: (1) maintain under section 347(1) of the Act ; and (2) make available for public inspection in accordance with…