Latest News, Updates and Changes
ICOBS 6A.4 Travel insurance and medical conditions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 26th April 2021
ICOBS 6A.4 Travel insurance and medical conditions
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Brexit update
Publish Date: 31st January 2020
We have, in January 2020, made the following instruments in connection with the agreed transition period: Exiting the European Union: Deferral of Commencement and Miscellaneous Fees Instrument 2020 Ex…
capped drawdown pension fund
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st February 2021
capped drawdown pension fund
236 239 in accordance with paragraph 8 of schedule 28 to the Finance Act 2004, sums or assets held in a personal pension scheme or stakeholder pension scheme and designated as available for the paymen…
pathway investment
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st February 2021
pathway investment
186 189 an investment that corresponds to the investment pathway options in COBS 19.10.17R(1) .
flexi-access drawdown pension fund
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st February 2021
flexi-access drawdown pension fund
128 130 in accordance with paragraph 8A of schedule 28 to the Finance Act 2004, sums or assets held in a personal pension scheme or stakeholder pension scheme and designated as available for the payme…
investment pathway
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st February 2021
investment pathway
168 171 the process set out in COBS 19.10.14R to 19.10.21R that a retail client can use to select a pathway investment for investing the sums and assets in their capped drawdown pension fund or flexi-…
FIIA
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2020
FIIA
129 a fund investing in inherently illiquid assets .
fund investing in inherently illiquid assets
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2020
fund investing in inherently illiquid assets
129 a non-UCITS retail scheme which satisfies the conditions in (1), (2) and (3): (1) either: (a) the investment objectives and policy published in the instrument constituting the fund and the prospec…
inherently illiquid asset
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2020
inherently illiquid asset
169 an asset which is: (1) an immovable; (2) an investment in an infrastructure project; (3) a transferable security (within paragraph (2) of that definition) that is neither: (a) a government and pub…
Glossary pop-up: new feature
Publish Date: 10th August 2019
The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the glossary definition, as befor…
SUP 16.26 Reporting of information about Directory persons
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SUP 16.26 Reporting of information about Directory persons
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SUP 10C.4A FCA governing functions: General
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SUP 10C.4A FCA governing functions: General
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SYSC 23.2 Definitions and types of firms
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SYSC 23.2 Definitions and types of firms
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SYSC 27.6 Other exclusions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SYSC 27.6 Other exclusions
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SYSC 23.3 Overview of the senior managers and certification regime
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SYSC 23.3 Overview of the senior managers and certification regime
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SYSC 27.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SYSC 27.1 Application and purpose
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SUP 10A.2 Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SUP 10A.2 Purpose
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SUP 10C Annex 1 What functions apply to what type of firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SUP 10C Annex 1 What functions apply to what type of firm
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SYSC TP 7 Bank of England and Financial Services Act 2016: Certification and regulatory references
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SYSC TP 7 Bank of England and Financial Services Act 2016: Certification and regulatory references
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SUP 10C Annex 2G Summary of forms and their use in the senior managers regime
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SUP 10C Annex 2G Summary of forms and their use in the senior managers regime
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