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  • protected debt management business

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    protected debt management business

    160 debt management activities which are covered by the compensation scheme , as set out in COMP 5.8.1R .

  • enhanced reporting investment

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    enhanced reporting investment

    122 any investment subject to a restriction on retail distribution under the FCA’s rules , as summarised in COBS 9.3.5G(1) .

  • direct sales of structured deposits

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    direct sales of structured deposits

    114 the sale by a firm with permission for accepting deposits of its own structured deposits .

  • intermediation of structured deposits

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    intermediation of structured deposits

    154 (in COMP and FEES 6 ) any of the following: (1) direct sales of structured deposits ; (2) in relation to structured deposits : (a) advising on investments ; or (b) dealing in investments as agent…

  • COMP 5.8 Protected debt management business

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    COMP 5.8 Protected debt management business

  • COMP 3.1 Application and Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    COMP 3.1 Application and Purpose

  • FEES TP 18 Transitional provisions relating to changes to the FSCS levy arrangements taking effect in 2018/19

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    FEES TP 18 Transitional provisions relating to changes to the FSCS levy arrangements taking effect in 2018/19

  • COMP 12A.1 Trustees and pension schemes

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    COMP 12A.1 Trustees and pension schemes

  • COMP INTRO 1 Foreword

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    COMP INTRO 1 Foreword

  • FEES TP 18 Transitional provisions relating to changes to the FSCS levy arrangements taking effect in 2018/19

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 23rd February 2018

    FEES TP 18 Transitional provisions relating to changes to the FSCS levy arrangements taking effect in 2018/19

  • COBS 18.8A OPS firms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 2nd April 2018

    COBS 18.8A OPS firms

  • safeguarded-flexible benefits risk warning

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2018

    safeguarded-flexible benefits risk warning

    162 A written communication to a member of a personal pension scheme or stakeholder pension scheme which is required by Regulation 8A of the Pension Schemes Act 2015 (Transitional Provisions and Appro…

  • SUP 16 Annex 43A Forms REP015 and REP016

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2018

    SUP 16 Annex 43A Forms REP015 and REP016

  • SUP 16.24 Retirement income data reporting

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2018

    SUP 16.24 Retirement income data reporting

  • SUP 16 Annex 43B Guidance notes for completion of the Retirement income flow data return (‘REP015’) and the Retirement income stock and withdrawals flow data return (‘REP016’)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2018

    SUP 16 Annex 43B Guidance notes for completion of the Retirement income flow data return (‘REP015’) and the Retirement income stock and withdrawals flow data return (‘REP016’)

  • COBS 2.3C Research and execution services

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 2nd April 2018

    COBS 2.3C Research and execution services

  • COBS 11A.1 Underwriting and placing

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st July 2018

    COBS 11A.1 Underwriting and placing

  • SYSC 10A.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 2nd April 2018

    SYSC 10A.1 Application

  • COBS 19.9 Pension annuity comparison information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st March 2018

    COBS 19.9 Pension annuity comparison information

  • COBS 19 Annex 3 Format for annuity information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st March 2018

    COBS 19 Annex 3 Format for annuity information