Latest News, Updates and Changes
ESG 5.6 Sustainability entity report
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 5.6 Sustainability entity report
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ESG 4.1 Sustainability labels
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 4.1 Sustainability labels
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ESG 4.2 Criteria for applying sustainability labels
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 4.2 Criteria for applying sustainability labels
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ESG 4.3 Naming and marketing
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 4.3 Naming and marketing
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ESG 5.2 Consumer-facing disclosures
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 5.2 Consumer-facing disclosures
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ESG 5.3 Pre-contractual disclosures
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 5.3 Pre-contractual disclosures
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ESG 5.4 Preparation of sustainability reports
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 5.4 Preparation of sustainability reports
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ESG 3.1 Application of ESG 4 and ESG 5 to firms
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 3.1 Application of ESG 4 and ESG 5 to firms
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FCA 2023/39: Sustainability Labelling and Disclosure of Sustainability-Related Financial Information Instrument 2023
This instrument was made in the last month.
Publish Date: 28th November 2023
FCA 2023/39: Sustainability Labelling and Disclosure of Sustainability-Related Financial Information Instrument 2023
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notifiable concern
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
notifiable concern
100 has the meaning in SUP 16.31.7R .
Financial Promotion Requirement Exemption Regulations
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
Financial Promotion Requirement Exemption Regulations
147 the Financial Services and Markets Act 2000 (Exemptions from Financial Promotion General Requirement) Regulations 2023 (SI 2023/966).
permitted approver
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
permitted approver
219 in relation to a financial promotion , a firm that is entitled to approve that financial promotion under the terms of its approver permission or because it benefits from the transitional provision…
approver permission requirement
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
approver permission requirement
177 the general requirement imposed on a firm by section 55NA(1) of the Act not to approve (or purport to approve ) the content of a financial promotion for the purposes of section 21 of the Act witho…
approver permission
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
approver permission
177 a permission given by the FCA following determination of a firm’s application under section 55NA of the Act , which entitles that firm to approve certain financial promotions for the purposes of s…
approver permission exemption
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
approver permission exemption
177 an exemption from the approver permission requirement , provided under the Financial Promotion Requirement Exemption Regulations , which enables a firm to approve a financial promotion in prescrib…
SUP 16 Annex 55 Categories of investment for notifications and reports relating to approvals of financial promotions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
SUP 16 Annex 55 Categories of investment for notifications and reports relating to approvals of financial promotions
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SUP 6A.3 FCA’s own-initiative power
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
SUP 6A.3 FCA’s own-initiative power
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SUP TP 14 Transitional provisions relating to financial promotion notifications and reports
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
SUP TP 14 Transitional provisions relating to financial promotion notifications and reports
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SUP 6A.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
SUP 6A.1 Application and purpose
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SUP 6A.2 Applications relating to approver permission
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
SUP 6A.2 Applications relating to approver permission
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