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  • ICOBS 6A.4 Travel insurance and medical conditions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 26th April 2021

    ICOBS 6A.4 Travel insurance and medical conditions

  • Brexit update

    Publish Date: 31st January 2020

    We have, in January 2020, made the following instruments in connection with the agreed transition period: Exiting the European Union: Deferral of Commencement and Miscellaneous Fees Instrument 2020 Ex…

  • capped drawdown pension fund

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st February 2021

    capped drawdown pension fund

    236 239 in accordance with paragraph 8 of schedule 28 to the Finance Act 2004, sums or assets held in a personal pension scheme or stakeholder pension scheme and designated as available for the paymen…

  • pathway investment

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st February 2021

    pathway investment

    186 189 an investment that corresponds to the investment pathway options in COBS 19.10.17R(1) .

  • flexi-access drawdown pension fund

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st February 2021

    flexi-access drawdown pension fund

    128 130 in accordance with paragraph 8A of schedule 28 to the Finance Act 2004, sums or assets held in a personal pension scheme or stakeholder pension scheme and designated as available for the payme…

  • investment pathway

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st February 2021

    investment pathway

    168 171 the process set out in COBS 19.10.14R to 19.10.21R that a retail client can use to select a pathway investment for investing the sums and assets in their capped drawdown pension fund or flexi-…

  • FIIA

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2020

    FIIA

    129 a fund investing in inherently illiquid assets .

  • fund investing in inherently illiquid assets

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2020

    fund investing in inherently illiquid assets

    129 a non-UCITS retail scheme which satisfies the conditions in (1), (2) and (3): (1) either: (a) the investment objectives and policy published in the instrument constituting the fund and the prospec…

  • inherently illiquid asset

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2020

    inherently illiquid asset

    169 an asset which is: (1) an immovable; (2) an investment in an infrastructure project; (3) a transferable security (within paragraph (2) of that definition) that is neither: (a) a government and pub…

  • Glossary pop-up: new feature

    Publish Date: 10th August 2019

    The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the glossary definition, as befor…

  • SUP 16.26 Reporting of information about Directory persons

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SUP 16.26 Reporting of information about Directory persons

  • SUP 10C.4A FCA governing functions: General

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SUP 10C.4A FCA governing functions: General

  • SYSC 23.2 Definitions and types of firms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SYSC 23.2 Definitions and types of firms

  • SYSC 27.6 Other exclusions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SYSC 27.6 Other exclusions

  • SYSC 23.3 Overview of the senior managers and certification regime

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SYSC 23.3 Overview of the senior managers and certification regime

  • SYSC 27.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SYSC 27.1 Application and purpose

  • SUP 10A.2 Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SUP 10A.2 Purpose

  • SUP 10C Annex 1 What functions apply to what type of firm

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SUP 10C Annex 1 What functions apply to what type of firm

  • SYSC TP 7 Bank of England and Financial Services Act 2016: Certification and regulatory references

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SYSC TP 7 Bank of England and Financial Services Act 2016: Certification and regulatory references

  • SUP 10C Annex 2G Summary of forms and their use in the senior managers regime

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SUP 10C Annex 2G Summary of forms and their use in the senior managers regime