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  • CONC 2.11 Remuneration and performance management policies, procedures and practices

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    CONC 2.11 Remuneration and performance management policies, procedures and practices

  • FCA 2018/19: Consumer Credit (Staff Incentives, Remuneration and Performance Management) Instrument 2018

    This instrument was made in the last month.

    Publish Date: 27th March 2018

    FCA 2018/19: Consumer Credit (Staff Incentives, Remuneration and Performance Management) Instrument 2018

  • advising on pension transfers, pension conversions and pension opt-outs

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    advising on pension transfers, pension conversions and pension opt-outs

    144 any of the following regulated activities : (a) advising on investments (except P2P agreements) in respect of pension transfers and pension opt-outs (article 53(1) of the Regulated Activities Orde…

  • COBS 19 Annex 4C Assumptions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2019

    COBS 19 Annex 4C Assumptions

  • COBS 19 Annex 4B Transfer value comparator

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 19 Annex 4B Transfer value comparator

  • COBS 19 Annex 5 Format for provision of transfer value comparator

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 19 Annex 5 Format for provision of transfer value comparator

  • COBS 19 Annex 4A Appropriate pension transfer analysis

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 19 Annex 4A Appropriate pension transfer analysis

  • COBS 19 Annex 4C Assumptions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 19 Annex 4C Assumptions

  • FCA 2018/15: Conduct of Business Sourcebook (Pension Transfers) Instrument 2018

    This instrument was made in the last month.

    Publish Date: 26th March 2018

    FCA 2018/15: Conduct of Business Sourcebook (Pension Transfers) Instrument 2018

  • retirement interest-only mortgage

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 23rd March 2018

    retirement interest-only mortgage

    182 an interest-only mortgage : (1) which is not an interest roll-up mortgage ; (2) entry into which is restricted to older customers above a specified age; and (3) under which the lender is not entit…

  • firm details

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 23rd March 2018

    firm details

    117 the information relating to a firm held by the appropriate regulator on the matters set out in SUP 16 Annex 16A .

  • BIPRU 7.8 Securities underwriting

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 23rd March 2018

    BIPRU 7.8 Securities underwriting

  • MCOB 10A.3 APRC: additional assumptions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 23rd March 2018

    MCOB 10A.3 APRC: additional assumptions

  • COBS 10A.4 Assessing appropriateness: when it need not be done

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 23rd March 2018

    COBS 10A.4 Assessing appropriateness: when it need not be done

  • FCA 2018/11: Fees (Payment Services) (No 4) Instrument 2018

    This instrument was made in the last month.

    Publish Date: 23rd March 2018

    FCA 2018/11: Fees (Payment Services) (No 4) Instrument 2018

  • FCA 2018/16: Retirement Interest-Only Mortgages Instrument 2018

    This instrument was made in the last month.

    Publish Date: 23rd March 2018

    FCA 2018/16: Retirement Interest-Only Mortgages Instrument 2018

  • FOS 2018/1: Dispute Resolution: Complaints (Politically Exposed Persons and Pensions Ombudsman) Instrument 2018

    This instrument was made in the last month.

    Publish Date: 23rd March 2018

    FOS 2018/1: Dispute Resolution: Complaints (Politically Exposed Persons and Pensions Ombudsman) Instrument 2018

  • FOS 2018/3: Fees Manual (Financial Ombudsman Service Case Fees 2018/19) Instrument 2018

    This instrument was made in the last month.

    Publish Date: 23rd March 2018

    FOS 2018/3: Fees Manual (Financial Ombudsman Service Case Fees 2018/19) Instrument 2018

  • FCA 2018/13: Dispute Resolution: Complaints (Politically Exposed Persons and Pensions Ombudsman) Instrument 2018

    This instrument was made in the last month.

    Publish Date: 23rd March 2018

    FCA 2018/13: Dispute Resolution: Complaints (Politically Exposed Persons and Pensions Ombudsman) Instrument 2018

  • FCA 2018/20: Handbook Administration (No 48) Instrument 2018

    This instrument was made in the last month.

    Publish Date: 23rd March 2018

    FCA 2018/20: Handbook Administration (No 48) Instrument 2018