Latest News, Updates and Changes
SYSC 19F.2 IDD remuneration incentives
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SYSC 19F.2 IDD remuneration incentives
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COBS 10A.3 Warning the client
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 10A.3 Warning the client
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ICOBS 2.6 Distribution of connected contracts through exempt persons
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 2.6 Distribution of connected contracts through exempt persons
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ICOBS 6.-1 Producing and providing product information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 6.-1 Producing and providing product information
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SUP 13A.6A Enhanced supervision of EEA firms passporting under the IDD
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SUP 13A.6A Enhanced supervision of EEA firms passporting under the IDD
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reinsurance distribution
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
reinsurance distribution
183 (as defined in article 2(1)(2) of the IDD ) the activities of advising on, proposing or carrying out other work preparatory to the conclusion of contracts of reinsurance, of concluding such contra…
SUP 13.11A Enhanced supervision of UK firms exercising rights under the IDD
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SUP 13.11A Enhanced supervision of UK firms exercising rights under the IDD
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COBS 10A.5 Assessing appropriateness: guidance
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 10A.5 Assessing appropriateness: guidance
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PROD 4.1 General
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
PROD 4.1 General
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SYSC 28.4 Record-keeping requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SYSC 28.4 Record-keeping requirements
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SUP 13 Annex 5 Passporting: Insurance Distribution Directive
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SUP 13 Annex 5 Passporting: Insurance Distribution Directive
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insurance distribution activity
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
insurance distribution activity
160 any of the following regulated activities carried on in relation to a contract of insurance or rights to or interests in a life policy : (a) dealing in investments as agent (article 21); (b) arran…
SYSC 28.5 Other requirements to consider
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SYSC 28.5 Other requirements to consider
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ICOBS 6A.3 Cross-selling
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 6A.3 Cross-selling
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COBS 16A.2 General client reporting and record keeping requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 16A.2 General client reporting and record keeping requirements
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insurance distribution
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
insurance distribution
160 (as defined in article 2(1) of the IDD ) the activities of advising on, proposing or carrying out other work preparatory to the conclusion of contracts of insurance, of concluding such contracts,…
ICOBS 2.3 Inducements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 2.3 Inducements
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insurance-based investment product
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
insurance-based investment product
160 a contract of insurance which offers a maturity or surrender value and where that maturity or surrender value is wholly or partially exposed, directly or indirectly, to market fluctuations, and do…
COBS 7.4 Insurance distribution: Means of communication to clients
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 7.4 Insurance distribution: Means of communication to clients
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ICOBS 6.5 Renewals
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 6.5 Renewals
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