Latest News, Updates and Changes
CONC 2.11 Remuneration and performance management policies, procedures and practices
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
CONC 2.11 Remuneration and performance management policies, procedures and practices
…
FCA 2018/19: Consumer Credit (Staff Incentives, Remuneration and Performance Management) Instrument 2018
This instrument was made in the last month.
Publish Date: 27th March 2018
FCA 2018/19: Consumer Credit (Staff Incentives, Remuneration and Performance Management) Instrument 2018
…
advising on pension transfers, pension conversions and pension opt-outs
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2018
advising on pension transfers, pension conversions and pension opt-outs
144 any of the following regulated activities : (a) advising on investments (except P2P agreements) in respect of pension transfers and pension opt-outs (article 53(1) of the Regulated Activities Orde…
COBS 19 Annex 4C Assumptions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2019
COBS 19 Annex 4C Assumptions
…
COBS 19 Annex 4B Transfer value comparator
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 19 Annex 4B Transfer value comparator
…
COBS 19 Annex 5 Format for provision of transfer value comparator
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 19 Annex 5 Format for provision of transfer value comparator
…
COBS 19 Annex 4A Appropriate pension transfer analysis
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 19 Annex 4A Appropriate pension transfer analysis
…
COBS 19 Annex 4C Assumptions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 19 Annex 4C Assumptions
…
FCA 2018/15: Conduct of Business Sourcebook (Pension Transfers) Instrument 2018
This instrument was made in the last month.
Publish Date: 26th March 2018
FCA 2018/15: Conduct of Business Sourcebook (Pension Transfers) Instrument 2018
…
retirement interest-only mortgage
This piece of Handbook content was changed by an instrument this month.
Effective Date: 23rd March 2018
retirement interest-only mortgage
182 an interest-only mortgage : (1) which is not an interest roll-up mortgage ; (2) entry into which is restricted to older customers above a specified age; and (3) under which the lender is not entit…
firm details
This piece of Handbook content was changed by an instrument this month.
Effective Date: 23rd March 2018
firm details
117 the information relating to a firm held by the appropriate regulator on the matters set out in SUP 16 Annex 16A .
BIPRU 7.8 Securities underwriting
This piece of Handbook content was changed by an instrument this month.
Effective Date: 23rd March 2018
BIPRU 7.8 Securities underwriting
…
MCOB 10A.3 APRC: additional assumptions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 23rd March 2018
MCOB 10A.3 APRC: additional assumptions
…
COBS 10A.4 Assessing appropriateness: when it need not be done
This piece of Handbook content was changed by an instrument this month.
Effective Date: 23rd March 2018
COBS 10A.4 Assessing appropriateness: when it need not be done
…
FCA 2018/11: Fees (Payment Services) (No 4) Instrument 2018
This instrument was made in the last month.
Publish Date: 23rd March 2018
FCA 2018/11: Fees (Payment Services) (No 4) Instrument 2018
…
FCA 2018/16: Retirement Interest-Only Mortgages Instrument 2018
This instrument was made in the last month.
Publish Date: 23rd March 2018
FCA 2018/16: Retirement Interest-Only Mortgages Instrument 2018
…
FOS 2018/1: Dispute Resolution: Complaints (Politically Exposed Persons and Pensions Ombudsman) Instrument 2018
This instrument was made in the last month.
Publish Date: 23rd March 2018
FOS 2018/1: Dispute Resolution: Complaints (Politically Exposed Persons and Pensions Ombudsman) Instrument 2018
…
FOS 2018/3: Fees Manual (Financial Ombudsman Service Case Fees 2018/19) Instrument 2018
This instrument was made in the last month.
Publish Date: 23rd March 2018
FOS 2018/3: Fees Manual (Financial Ombudsman Service Case Fees 2018/19) Instrument 2018
…
FCA 2018/13: Dispute Resolution: Complaints (Politically Exposed Persons and Pensions Ombudsman) Instrument 2018
This instrument was made in the last month.
Publish Date: 23rd March 2018
FCA 2018/13: Dispute Resolution: Complaints (Politically Exposed Persons and Pensions Ombudsman) Instrument 2018
…
FCA 2018/20: Handbook Administration (No 48) Instrument 2018
This instrument was made in the last month.
Publish Date: 23rd March 2018
FCA 2018/20: Handbook Administration (No 48) Instrument 2018
…
