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  • complainant representative

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2025

    complainant representative

    305 a person specified under regulation 3 of the Financial Services and Markets Act 2000 (Ombudsman Scheme) (Fees) Regulations 2024 (SI 2024/1264).

  • FEES 5.5C Representative case fees

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2025

    FEES 5.5C Representative case fees

  • FCA 2025/1: Collective Investment Schemes Sourcebook (Concentration Limits) Instrument 2025

    This instrument was made in the last month.

    Publish Date: 31st January 2025

    FCA 2025/1: Collective Investment Schemes Sourcebook (Concentration Limits) Instrument 2025

  • GLEIF

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 3rd November 2025

    GLEIF

    83 the Global Legal Entity Identifier Foundation.

  • related issuer

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 3rd November 2025

    related issuer

    235 an issuer that is the subject of a disclosure of regulated information but is not the issuer that files regulated information with the FCA under DTR 6.2.2R .

  • FCA 2024/50: Handbook Administration (No 72) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 20th December 2024

    FCA 2024/50: Handbook Administration (No 72) Instrument 2024

  • FCA 2024/48: Non-UCITS Retail Schemes (Amendment) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 20th December 2024

    FCA 2024/48: Non-UCITS Retail Schemes (Amendment) Instrument 2024

  • FCA 2024/49: Disclosure Guidance and Transparency Rules Sourcebook (Amendment) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 20th December 2024

    FCA 2024/49: Disclosure Guidance and Transparency Rules Sourcebook (Amendment) Instrument 2024

  • FCA 2024/45: Dispute Resolution: Complaints Sourcebook (Motor Finance Non-Discretionary Commission Arrangement Complaints) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 19th December 2024

    FCA 2024/45: Dispute Resolution: Complaints Sourcebook (Motor Finance Non-Discretionary Commission Arrangement Complaints) Instrument 2024

  • CTPS

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2025

    CTPS

    286 the Critical Third Parties sourcebook.

  • MAR TP 2 Transitional provisions relating to trading venue operators and transparency investment firms

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th February 2025

    MAR TP 2 Transitional provisions relating to trading venue operators and transparency investment firms

  • request for quote system

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st December 2025

    request for quote system

    232 a trading system where the following conditions are met: (1) a quote by a member or participant is provided in response to a request for a quote submitted by 1 or more other members or participant…

  • affected firm

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2025

    affected firm

    185 in relation to a CTP operational incident : (a) any firm to which the critical third party supplies a systemic third party service impacted by that CTP operational incident ; or (b) any firm whose…

  • service

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2025

    service

    228 (in CTPS ) has the same meaning as in section 312L(8) of the Act .

  • transparency instrument

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st December 2025

    transparency instrument

    122 a category 1 instrument or a category 2 instrument .

  • register of designated reporters

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st December 2025

    register of designated reporters

    232 the register maintained by the FCA in accordance with article 12(8) of MiFID RTS 1 .

  • CTPS Sch 3 Fees

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2025

    CTPS Sch 3 Fees

  • systemic third party service

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2025

    systemic third party service

    228 a service (wherever carried out) provided by a critical third party to one or more firms a failure in, or disruption to, the provision of which (either individually or, where more than one service…

  • pre-trade transparency information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st December 2025

    pre-trade transparency information

    227 the information set out in the table in MAR 11.2.3R by reference to the relevant trading system used.

  • CTPS 5.1 General evidence requirement

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2025

    CTPS 5.1 General evidence requirement