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  • SYSC 19F.2 IDD remuneration incentives

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 19F.2 IDD remuneration incentives

  • COBS 10A.3 Warning the client

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 10A.3 Warning the client

  • ICOBS 2.6 Distribution of connected contracts through exempt persons

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 2.6 Distribution of connected contracts through exempt persons

  • ICOBS 6.-1 Producing and providing product information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 6.-1 Producing and providing product information

  • SUP 13A.6A Enhanced supervision of EEA firms passporting under the IDD

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SUP 13A.6A Enhanced supervision of EEA firms passporting under the IDD

  • reinsurance distribution

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    reinsurance distribution

    183 (as defined in article 2(1)(2) of the IDD ) the activities of advising on, proposing or carrying out other work preparatory to the conclusion of contracts of reinsurance, of concluding such contra…

  • SUP 13.11A Enhanced supervision of UK firms exercising rights under the IDD

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SUP 13.11A Enhanced supervision of UK firms exercising rights under the IDD

  • COBS 10A.5 Assessing appropriateness: guidance

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 10A.5 Assessing appropriateness: guidance

  • PROD 4.1 General

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PROD 4.1 General

  • SYSC 28.4 Record-keeping requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 28.4 Record-keeping requirements

  • SUP 13 Annex 5 Passporting: Insurance Distribution Directive

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SUP 13 Annex 5 Passporting: Insurance Distribution Directive

  • insurance distribution activity

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    insurance distribution activity

    160 any of the following regulated activities carried on in relation to a contract of insurance or rights to or interests in a life policy : (a) dealing in investments as agent (article 21); (b) arran…

  • SYSC 28.5 Other requirements to consider

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 28.5 Other requirements to consider

  • ICOBS 6A.3 Cross-selling

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 6A.3 Cross-selling

  • COBS 16A.2 General client reporting and record keeping requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 16A.2 General client reporting and record keeping requirements

  • insurance distribution

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    insurance distribution

    160 (as defined in article 2(1) of the IDD ) the activities of advising on, proposing or carrying out other work preparatory to the conclusion of contracts of insurance, of concluding such contracts,…

  • ICOBS 2.3 Inducements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 2.3 Inducements

  • insurance-based investment product

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    insurance-based investment product

    160 a contract of insurance which offers a maturity or surrender value and where that maturity or surrender value is wholly or partially exposed, directly or indirectly, to market fluctuations, and do…

  • COBS 7.4 Insurance distribution: Means of communication to clients

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 7.4 Insurance distribution: Means of communication to clients

  • ICOBS 6.5 Renewals

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 6.5 Renewals