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  • SYSC 23 Annex 2 Form O: Changing firm status under the Senior Managers and Certification Regime

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 23 Annex 2 Form O: Changing firm status under the Senior Managers and Certification Regime

  • SYSC 23.4 Criminal record checks for certain directors

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 23.4 Criminal record checks for certain directors

  • PROD 1.6 Application of PROD 6

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2020

    PROD 1.6 Application of PROD 6

  • SUP 10C.6A Systems and controls functions: Finance, risk and internal audit

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10C.6A Systems and controls functions: Finance, risk and internal audit

  • COCON TP 1 Transitional provisions: Miscellaneous

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    COCON TP 1 Transitional provisions: Miscellaneous

  • SUP 15.15 Notification by retail intermediaries of qualification as an enhanced scope SMCR firm

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 15.15 Notification by retail intermediaries of qualification as an enhanced scope SMCR firm

  • SUP 10C.6B Systems and controls functions: Other

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10C.6B Systems and controls functions: Other

  • SUP 10C.5B FCA governing functions: Group entities

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10C.5B FCA governing functions: Group entities

  • COBS 19.10 Drawdown, investment pathways and cash warnings

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2020

    COBS 19.10 Drawdown, investment pathways and cash warnings

  • SYSC TP 8 Bank of England and Financial Services Act 2016: Application to claims management companies

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC TP 8 Bank of England and Financial Services Act 2016: Application to claims management companies

  • SYSC 22.8A Groups and outsourcing

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.8A Groups and outsourcing

  • Search Functionality and Timeline Features

    Publish Date: 15th January 2016

    Search Functionality and Timeline Features Enhanced Search functionality is available for the FCA Handbook online. For help on how best to use this tool, please see Search section of the Guide to usin…

  • Index of Forms in the FCA Handbook

    Publish Date: 14th August 2015

    Index of Forms in the FCA Handbook This table lists all the forms held in the FCA Handbook. Column 1 lists in alphabetical order by module the provision where the form is to be found and column 2 give…

  • Handbook: updates to IPRU-INV and EG

    Publish Date: 12th February 2016

    Handbook: updates to IPRU-INV and EG We are converting the Interim Prudential Sourcebook for Investment Businesses (IPRU-INV) and the Enforcement Guide (EG) from PDF content to HTML web pages. We are…

  • Guide to using this website

    Publish Date: 13th January 2016

    Guide to using this website We have produced a guide to using this website which is available here: https://www.handbook.fca.org.uk/help . We have also produced a quick video guide to the new layout a…

  • Improving individual accountability: forms

    Publish Date: 19th January 2016

    Improving individual accountability: forms Find out more about the new forms for banking sector firms that are subject to the Senior Managers Regime (SMR). If you are an insurance firm subject to the…

  • Introducing topic-based navigation

    Publish Date: 7th February 2018

    Introducing topic-based navigation We have launched new features on the Handbook website that will allow you to search by key topics and we want your feedback. These changes will help you find what yo…

  • Consolidation of MiFID 2 instruments

    Publish Date: 5th September 2017

    Consolidation of MiFID 2 instruments Progress update (05 September 2017): we have now completed the consolidation of all the instruments listed below. The following instruments were made by the FCA Bo…