Latest News, Updates and Changes
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DTR 6 Annex 1 Classes and sub-classes of regulated information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
DTR 6 Annex 1 Classes and sub-classes of regulated information
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Changes to EG numbering
Publish Date: 25th April 2016
In FCA 2016/9 we renumbered all the provisions of the Enforcement Guide. We did this so that we could convert EG from a PDF to web pages meaning that users not only have the full suite of tools on the…
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COCON 3.1 General factors for assessing compliance
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
COCON 3.1 General factors for assessing compliance
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FEES 4 Annex 14 Primary market periodic fees for the period from 1 April 2024 to 31 March 2025
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
FEES 4 Annex 14 Primary market periodic fees for the period from 1 April 2024 to 31 March 2025
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FEES 3 Annex 12 Primary market transaction fees
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
FEES 3 Annex 12 Primary market transaction fees
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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2024
EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy
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EG 18.1 Cancellation on the FCA’s own-initiative
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
EG 18.1 Cancellation on the FCA’s own-initiative
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significant transaction
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
significant transaction
(1) (in FEES ) a transaction where: (a) the issuer has a market capitalisation of less than £1.5billion and has submitted to the FCA for approval or review a document in relation to: 225 225 (i) a rev…
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super transaction
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
super transaction
146 a transaction where: (a) the issuer has a market capitalisation that is equal to or more than £1.5billion; and (i) the issuer is a new applicant for a listing in the equity shares (commercial comp…
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EG 7.1 The FCA’s use of sanctions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2024
EG 7.1 The FCA’s use of sanctions
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CONC App 1.2 Total charge for credit rules for other agreements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC App 1.2 Total charge for credit rules for other agreements
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Change of sender address for FCA Handbook website update alerts
Publish Date: 1st August 2015
FCA Handbook website users should note that if they have set up a My FCA account online to receive alerts when sections of the FCA Handbook website which are of interest to them update, this alert wil…
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MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements
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DTR 8 Annex 2 Headline codes and categories
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
DTR 8 Annex 2 Headline codes and categories
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CONC 6.7 Post contract: business practices
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 6.7 Post contract: business practices
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CONC 7.3 Treatment of customers in or approaching arrears or in default (including repossessions): lenders, owners and debt collectors
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 7.3 Treatment of customers in or approaching arrears or in default (including repossessions): lenders, owners and debt collectors
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CONC 7.6 Exercise of continuous payment authority
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 7.6 Exercise of continuous payment authority
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COLL 9.3 Section 272 recognised schemes
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2024
COLL 9.3 Section 272 recognised schemes
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CONC 7.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 7.1 Application
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CONC 1.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 1.1 Application and purpose
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