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  • COBS 13 Annex 2 Projections

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 6th April 2019

    COBS 13 Annex 2 Projections

  • COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

  • PRIN 3.1 Who?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    PRIN 3.1 Who?

  • COBS 14.2 Providing product information to clients

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    COBS 14.2 Providing product information to clients

  • respondent

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    respondent

    (1) (in DISP , FEES 5 , 149 CREDS 9 and GEN 7 149 151 ) a firm (except an AIFM qualifier 133 or a UCITS qualifier ), payment service provider , electronic money issuer , CBTL firm , 149 designated cre…

  • COBS TP 2 Other Transitional Provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th May 2019

    COBS TP 2 Other Transitional Provisions

  • COBS 19.1 Pension transfers, conversions, and opt-outs

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 6th April 2019

    COBS 19.1 Pension transfers, conversions, and opt-outs

  • COBS 13.1 The obligation to prepare product information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    COBS 13.1 The obligation to prepare product information

  • FEES 6.2 Exemption

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    FEES 6.2 Exemption

  • Home State regulator

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    Home State regulator

    (1) (in relation to an EEA firm ) (as defined in paragraph 9 of Schedule 3 to the Act (EEA Passport Rights)) the competent authority (under the relevant Single Market Directive or the auction regulati…

  • fair, clear and not misleading rule

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    fair, clear and not misleading rule

    25 COBS 4.2.1 R or, in relation to regulated claims management activity and ancillary activity , CMCOB 3.2.1R 122 .

  • client's best interests rule

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    client's best interests rule

    52 COBS 2.1.1 R or, in relation to regulated claims management activity and ancillary activity , CMCOB 2.1.1R 228 .

  • retail client

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    retail client

    125 164 (1) (other than in relation to the provision of basic advice on stakeholder products or to credit-related regulated activities ) in accordance with COBS 3.4.1 R , a client who is neither a pro…

  • SYSC 5.1 Skills, knowledge and expertise

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    SYSC 5.1 Skills, knowledge and expertise

  • FEES 6.3 The FSCS's power to impose levies

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    FEES 6.3 The FSCS's power to impose levies

  • PERG 8.23 Regulated activities

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    PERG 8.23 Regulated activities

  • PERG 2.3 The business element

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    PERG 2.3 The business element

  • COLL 4.2 Pre-sale notifications

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    COLL 4.2 Pre-sale notifications

  • COLL 4.2 Pre-sale notifications

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th May 2019

    COLL 4.2 Pre-sale notifications

  • FEES 6.5 Compensation costs

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2019

    FEES 6.5 Compensation costs