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  • CASS 9.4 Information to clients concerning custody assets and client money

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    CASS 9.4 Information to clients concerning custody assets and client money

  • FEES 4 Annex 13 Guidance on the calculation of tariffs set out in FEES 4 Annex 1AR Part 3

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    FEES 4 Annex 13 Guidance on the calculation of tariffs set out in FEES 4 Annex 1AR Part 3

  • FEES 4 Annex 13 Guidance on the calculation of tariffs set out in FEES 4 Annex 1AR Part 3

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd July 2018

    FEES 4 Annex 13 Guidance on the calculation of tariffs set out in FEES 4 Annex 1AR Part 3

  • FEES 4 Annex 11B Definition of annual income for the purposes of calculating fees in fee blocks CC1 and CC2

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd July 2018

    FEES 4 Annex 11B Definition of annual income for the purposes of calculating fees in fee blocks CC1 and CC2

  • SUP 10A.12 Procedures relating to FCA-approved persons

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st July 2018

    SUP 10A.12 Procedures relating to FCA-approved persons

  • relevant credit exposures

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th June 2018

    relevant credit exposures

    134 (in accordance with article 140(4) of CRD ) exposures, other than those referred to in article 112(a) to (f) of the EU CRR (Exposure classes), that are subject to: (a) the own funds requirements f…

  • SUP 10A.9 Significant management functions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SUP 10A.9 Significant management functions

  • community benefit society

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th June 2018

    community benefit society

    157 a 224 registered society under the 224 Co-operative and Community Benefit Societies Act 2014 which fulfils the condition in section 224 2(2)(a)(ii) of that Act or a 224 registered society under th…

  • PERG 5.13 Appointed representatives

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PERG 5.13 Appointed representatives

  • DTR 8.4 Continuing obligations

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st July 2018

    DTR 8.4 Continuing obligations

  • PERG 5.8 The regulated activities: advising on contracts of insurance

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PERG 5.8 The regulated activities: advising on contracts of insurance

  • GEN TP 3 Transitional Provision in relation to the Alternative Investment Fund Managers Directive Instrument 2013

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th June 2018

    GEN TP 3 Transitional Provision in relation to the Alternative Investment Fund Managers Directive Instrument 2013

  • SUP 10A.8 Systems and controls functions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th June 2018

    SUP 10A.8 Systems and controls functions

  • FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd July 2018

    FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019

  • SUP 10A.6 FCA governing functions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SUP 10A.6 FCA governing functions

  • COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2019

    COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

  • FEES TP 8 Transitional provisions relating to FEES 3 Annex 9R and FEES 4.3.6R taking effect in 2013/14

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd July 2018

    FEES TP 8 Transitional provisions relating to FEES 3 Annex 9R and FEES 4.3.6R taking effect in 2013/14

  • FEES 4 Annex 2A FCA Fee rates and EEA/Treaty firm modifications for the period from 29 June 2018 to 31 March 2019

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd July 2018

    FEES 4 Annex 2A FCA Fee rates and EEA/Treaty firm modifications for the period from 29 June 2018 to 31 March 2019

  • FEES 4 Annex 2A FCA Fee rates and EEA/Treaty firm modifications for the period from 29 June 2018 to 31 March 2019

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th June 2018

    FEES 4 Annex 2A FCA Fee rates and EEA/Treaty firm modifications for the period from 29 June 2018 to 31 March 2019

  • SUP 10A.7 FCA required functions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SUP 10A.7 FCA required functions