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  • UKLR 8.2 Requirements for related party transactions

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 29th July 2024

    UKLR 8.2 Requirements for related party transactions

  • UKLR 22.2 Continuing obligations

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 29th July 2024

    UKLR 22.2 Continuing obligations

  • UKLR 7.4 Indemnities and major subsidiary undertakings

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 29th July 2024

    UKLR 7.4 Indemnities and major subsidiary undertakings

  • UKLR 4.2 When a sponsor must be appointed or its guidance obtained

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 29th July 2024

    UKLR 4.2 When a sponsor must be appointed or its guidance obtained

  • UKLR TP 1 Transitional provisions: general

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 29th July 2024

    UKLR TP 1 Transitional provisions: general

  • UKLR 21.4 Restoring listing

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 29th July 2024

    UKLR 21.4 Restoring listing

  • UKLR 6.6 Annual financial report

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 29th July 2024

    UKLR 6.6 Annual financial report

  • UKLR 11.4 Continuing obligations, further issuances, dealing in own securities and treasury shares

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 29th July 2024

    UKLR 11.4 Continuing obligations, further issuances, dealing in own securities and treasury shares

  • FCA 2024/21: Periodic Fees (2024/2025) and Other Fees (No 2) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 3rd July 2024

    FCA 2024/21: Periodic Fees (2024/2025) and Other Fees (No 2) Instrument 2024

  • FCA 2024/25: Handbook Administration (No 70) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 28th June 2024

    FCA 2024/25: Handbook Administration (No 70) Instrument 2024

  • SECN

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN

    223 the Securitisation sourcebook.

  • SECN 8.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 8.1 Application

  • synthetic securitisation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    synthetic securitisation

    223 a securitisation where the transfer of risk is achieved by the use of credit derivatives or guarantees, and the exposures being securitised remain exposures of the originator .

  • original lender

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    original lender

    116 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .

  • SECN 11 Annex 5 Underlying exposures information – Consumer

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 11 Annex 5 Underlying exposures information – Consumer

  • SECN 10.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 10.1 Application

  • STS criteria

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    STS criteria

    223 (1) in relation to securitisations that are not ABCP transactions or ABCP programmes , SECN 2.2.2R to SECN 2.2.29R . (2) in relation to ABCP transactions , SECN 2.3.2R to SECN 2.3.22R . (3) in rel…

  • SECN 12 Annex 7 Underlying exposures template – Credit card

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 12 Annex 7 Underlying exposures template – Credit card

  • SECN 2 Annex 6R STS notification template for an ABCP programme

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    SECN 2 Annex 6R STS notification template for an ABCP programme

  • established in the United Kingdom

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2024

    established in the United Kingdom

    166 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .