Latest News, Updates and Changes
FEES 2.1 Introduction
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2025
FEES 2.1 Introduction
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FEES 4 Annex 11 Periodic fees in respect of payment services, electronic money issuance, regulated covered bonds, CBTL business, data reporting services, third party verifiers and proxy advisers in relation to the period 1 April 2023 to 31 March 2024
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES 4 Annex 11 Periodic fees in respect of payment services, electronic money issuance, regulated covered bonds, CBTL business, data reporting services, third party verifiers and proxy advisers in relation to the period 1 April 2023 to 31 March 2024
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PERG 8.14 Other financial promotions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th March 2024
PERG 8.14 Other financial promotions
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working day
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
working day
(1) (in PRR 36 44 and MAR 9 43 ) 16 (as defined in section 103 of the Act ) any day other than a Saturday, a Sunday, Christmas Day, Good Friday or a day which is a bank holiday under the Banking and F…
MCOB 1.2 General application: who? what?
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 1.2 General application: who? what?
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COLL 6.7 Payments
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COLL 6.7 Payments
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SUP 12 Annex 3 Appointed representative appointment form
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 11th April 2024
SUP 12 Annex 3 Appointed representative appointment form
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annual eligible income
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
annual eligible income
15 (in FEES 50 ) (in relation to a firm , class and category 145 ) the annual income (as described in 27 FEES 6 Annex 3AR 142 ) for the firm's last financial year 27 ended in the year to 31 December 5…
GEN 2.2 Interpreting the Handbook
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
GEN 2.2 Interpreting the Handbook
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COLL TP 1 Transitional Provisions
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COLL TP 1 Transitional Provisions
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MCOB 7.5 Mortgages: statements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 7.5 Mortgages: statements
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MCOB 4.1 Application
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
MCOB 4.1 Application
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MCOB 12.4 Payment shortfall charges: regulated mortgage contracts
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 12.4 Payment shortfall charges: regulated mortgage contracts
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MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions
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MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements
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group
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
group
48 (1) (except as specified in this definition 80 ) as defined in section 421 of the Act (Group) (in relation to a person (“A”)) A and any person who is: (a) a parent undertaking of A; (b) a subsidiar…
GEN Sch 4 Powers exercised
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
GEN Sch 4 Powers exercised
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relevant business
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2025
relevant business
131 131 (1) (in DISP and FEES ) that part of a firm's business 238 225 which is subject to the jurisdiction of the Financial Ombudsman Service as provided for in DISP 2.3 (To which activities does the…
transaction report
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
transaction report
79 79 a report of a transaction: 79 (a) for the purposes of SUP TP 9 or MAR 9 116 ; or 79 (b) which meets the requirements imposed by and under article 26 of MiFIR .
income property
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
income property
189 (1) (in relation to a UCITS scheme or a non-UCITS retail scheme ) 193 the amount available for income allocations calculated in accordance with COLL 6.8.3R(3A) and not including any amount for the…