Latest News, Updates and Changes
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UKLR 8.2 Requirements for related party transactions
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 29th July 2024
UKLR 8.2 Requirements for related party transactions
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UKLR 22.2 Continuing obligations
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 29th July 2024
UKLR 22.2 Continuing obligations
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UKLR 7.4 Indemnities and major subsidiary undertakings
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 29th July 2024
UKLR 7.4 Indemnities and major subsidiary undertakings
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UKLR 4.2 When a sponsor must be appointed or its guidance obtained
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 29th July 2024
UKLR 4.2 When a sponsor must be appointed or its guidance obtained
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UKLR TP 1 Transitional provisions: general
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 29th July 2024
UKLR TP 1 Transitional provisions: general
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UKLR 21.4 Restoring listing
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 29th July 2024
UKLR 21.4 Restoring listing
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UKLR 6.6 Annual financial report
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 29th July 2024
UKLR 6.6 Annual financial report
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UKLR 11.4 Continuing obligations, further issuances, dealing in own securities and treasury shares
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 29th July 2024
UKLR 11.4 Continuing obligations, further issuances, dealing in own securities and treasury shares
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FCA 2024/21: Periodic Fees (2024/2025) and Other Fees (No 2) Instrument 2024
This instrument was made in the last month.
Publish Date: 3rd July 2024
FCA 2024/21: Periodic Fees (2024/2025) and Other Fees (No 2) Instrument 2024
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FCA 2024/25: Handbook Administration (No 70) Instrument 2024
This instrument was made in the last month.
Publish Date: 28th June 2024
FCA 2024/25: Handbook Administration (No 70) Instrument 2024
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SECN
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
SECN
223 the Securitisation sourcebook.
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SECN 8.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
SECN 8.1 Application
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synthetic securitisation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
synthetic securitisation
223 a securitisation where the transfer of risk is achieved by the use of credit derivatives or guarantees, and the exposures being securitised remain exposures of the originator .
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original lender
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
original lender
116 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .
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SECN 11 Annex 5 Underlying exposures information – Consumer
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
SECN 11 Annex 5 Underlying exposures information – Consumer
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SECN 10.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
SECN 10.1 Application
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STS criteria
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
STS criteria
223 (1) in relation to securitisations that are not ABCP transactions or ABCP programmes , SECN 2.2.2R to SECN 2.2.29R . (2) in relation to ABCP transactions , SECN 2.3.2R to SECN 2.3.22R . (3) in rel…
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SECN 12 Annex 7 Underlying exposures template – Credit card
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
SECN 12 Annex 7 Underlying exposures template – Credit card
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SECN 2 Annex 6R STS notification template for an ABCP programme
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
SECN 2 Annex 6R STS notification template for an ABCP programme
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established in the United Kingdom
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
established in the United Kingdom
166 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .