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  • CONC 7.10 Treatment of customers with mental capacity limitations

    Publish Date: 10th April 2024

    CONC 7.10 Treatment of customers with mental capacity limitations

  • FCA 2024/7: Consumer Credit and Mortgages (Tailored Support) Instrument 2024

    Publish Date: 10th April 2024

    FCA 2024/7: Consumer Credit and Mortgages (Tailored Support) Instrument 2024

  • CONC 7.7 Application of interest and charges

    Publish Date: 10th April 2024

    CONC 7.7 Application of interest and charges

  • CONC 7.2 Clear, effective and appropriate policies and procedures in respect of customers in or approaching arrears or in default

    Publish Date: 10th April 2024

    CONC 7.2 Clear, effective and appropriate policies and procedures in respect of customers in or approaching arrears or in default

  • List of non-legal corrections and clarifications in the FCA Handbook

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    List of non-legal corrections and clarifications in the FCA Handbook

  • Market Data Processor (MDP) On-boarding Application Form

    Publish Date: 2nd April 2024

    Market Data Processor (MDP) On-boarding Application Form

  • FCA 2024/15: Investment Firms Prudential Regime (Amendment) Instrument 2024

    Publish Date: 2nd April 2024

    FCA 2024/15: Investment Firms Prudential Regime (Amendment) Instrument 2024

  • physical meeting

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2024

    physical meeting

    221 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(1) .

  • FCA 2024/6: Data Reporting Services Forms (Amendment) Instrument 2024

    Publish Date: 2nd April 2024

    FCA 2024/6: Data Reporting Services Forms (Amendment) Instrument 2024

  • Yearly Notification Form for a Data Reporting Service Provider (DRSP)

    Publish Date: 2nd April 2024

    Yearly Notification Form for a Data Reporting Service Provider (DRSP)

  • Composition of regulatory own funds

    Publish Date: 2nd April 2024

    Composition of regulatory own funds

  • Data Reporting Services Provider (DRSP) Ad hoc notification

    Publish Date: 2nd April 2024

    Data Reporting Services Provider (DRSP) Ad hoc notification

  • virtual meeting

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2024

    virtual meeting

    24 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(3) .

  • Application form for the list of members of the management body

    Publish Date: 2nd April 2024

    Application form for the list of members of the management body

  • MAR 9 Annex 9R Data Reporting Services Provider (DRSP) Ad hoc notification

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 9R Data Reporting Services Provider (DRSP) Ad hoc notification

  • FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024

    Publish Date: 2nd April 2024

    FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024

  • MAR 9 Annex 8R Yearly Notification Form for a Data Reporting Service Provider (DRSP)

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 8R Yearly Notification Form for a Data Reporting Service Provider (DRSP)

  • hybrid meeting

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2024

    hybrid meeting

    60 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(2) .

  • FCA 2024/11: Credit Unions Sourcebook Instrument 2024

    Publish Date: 2nd April 2024

    FCA 2024/11: Credit Unions Sourcebook Instrument 2024

  • MAR 9 Annex 7R FCA MDP on-boarding application form

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 7R FCA MDP on-boarding application form