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  • CONC 7.10 Treatment of customers with mental capacity limitations

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    CONC 7.10 Treatment of customers with mental capacity limitations

  • CONC 7.7 Application of interest and charges

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    CONC 7.7 Application of interest and charges

  • CONC 7.2 Clear, effective and appropriate policies and procedures in respect of customers in or approaching arrears or in default

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th November 2024

    CONC 7.2 Clear, effective and appropriate policies and procedures in respect of customers in or approaching arrears or in default

  • FCA 2024/7: Consumer Credit and Mortgages (Tailored Support) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 10th April 2024

    FCA 2024/7: Consumer Credit and Mortgages (Tailored Support) Instrument 2024

  • List of non-legal corrections and clarifications in the FCA Handbook

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    List of non-legal corrections and clarifications in the FCA Handbook

  • physical meeting

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2024

    physical meeting

    221 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(1) .

  • virtual meeting

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2024

    virtual meeting

    24 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(3) .

  • MAR 9 Annex 7R FCA MDP on-boarding application form

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 7R FCA MDP on-boarding application form

  • MAR 9 Annex 9R Data Reporting Services Provider (DRSP) Ad hoc notification

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 9R Data Reporting Services Provider (DRSP) Ad hoc notification

  • MAR 9 Annex 8R Yearly Notification Form for a Data Reporting Service Provider (DRSP)

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 8R Yearly Notification Form for a Data Reporting Service Provider (DRSP)

  • MAR 9 Annex 6R Notification form for changes to the membership of the management body

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 6R Notification form for changes to the membership of the management body

  • MAR 9 Annex 5R Material Change in information for a Data Reporting Services Provider (DRSP)

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 5R Material Change in information for a Data Reporting Services Provider (DRSP)

  • hybrid meeting

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2024

    hybrid meeting

    60 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(2) .

  • FCA 2024/15: Investment Firms Prudential Regime (Amendment) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 2nd April 2024

    FCA 2024/15: Investment Firms Prudential Regime (Amendment) Instrument 2024

  • FCA 2024/6: Data Reporting Services Forms (Amendment) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 2nd April 2024

    FCA 2024/6: Data Reporting Services Forms (Amendment) Instrument 2024

  • FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 2nd April 2024

    FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024

  • FCA 2024/11: Credit Unions Sourcebook Instrument 2024

    This instrument was made in the last month.

    Publish Date: 2nd April 2024

    FCA 2024/11: Credit Unions Sourcebook Instrument 2024

  • FCA 2024/12: Conduct of Business Sourcebook (Amendment) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 2nd April 2024

    FCA 2024/12: Conduct of Business Sourcebook (Amendment) Instrument 2024

  • FCA 2024/14: Financial Promotions and High-Risk Investments (Incentives) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 2nd April 2024

    FCA 2024/14: Financial Promotions and High-Risk Investments (Incentives) Instrument 2024

  • FCA 2024/9: Fees (Special Project Fee for Restructuring) (Amendment) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 28th March 2024

    FCA 2024/9: Fees (Special Project Fee for Restructuring) (Amendment) Instrument 2024