Latest News, Updates and Changes

1 - 20 of 105 items.
Results filter
news-filters

Filter by:

Instruments:

Changes to Handbook:

Module:

Mailing List:

Subscribe
  • List of non-legal corrections and clarifications in the FCA Handbook

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 9th February 2024

    List of non-legal corrections and clarifications in the FCA Handbook

  • FCA 2024/2: Supervision Manual (Professional Indemnity Insurance and Appointed Representatives) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 26th January 2024

    FCA 2024/2: Supervision Manual (Professional Indemnity Insurance and Appointed Representatives) Instrument 2024

  • FCA 2024/3: Perimeter Guidance Instrument 2024

    This instrument was made in the last month.

    Publish Date: 26th January 2024

    FCA 2024/3: Perimeter Guidance Instrument 2024

  • FCA 2024/1: Dispute Resolution: Complaints Sourcebook (Motor Finance Discretionary Commission Arrangement Complaints) Instrument 2024

    This instrument was made in the last month.

    Publish Date: 11th January 2024

    FCA 2024/1: Dispute Resolution: Complaints Sourcebook (Motor Finance Discretionary Commission Arrangement Complaints) Instrument 2024

  • UK trading venue

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    UK trading venue

    95 for the purposes of MAR 9 (and in accordance with article 2(1)(16A) MiFIR ), a UK RIE , a UK MTF or a UK OTF .

  • information system

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    information system

    191 a device or group of interconnected or related devices, one or more of which, pursuant to a programme, automatically processes computer data, as well as computer data stored, processed, retrieved…

  • data vendor

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    data vendor

    155 a person whose regular occupation or business is the collection, processing and supply of financial market data for use by third parties.

  • MiFIR investment firm

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    MiFIR investment firm

    165 an investment firm which is either an investment firm to which article 1(2) of MiFIR applies or a third country investment firm to which GEN 2.2.22AR applies.

  • historical data

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    historical data

    56 a database of all the information published by the operator of the CTP for bonds on trades in date and time order, including any amendments or cancellations subsequent to those trades taking place.

  • consolidated tape for bonds

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    consolidated tape for bonds

    277 a consolidated tape for bonds excluding exchange traded commodities and exchange traded notes.

  • MAR 9.2C Financial resources requirements for consolidated tape providers

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    MAR 9.2C Financial resources requirements for consolidated tape providers

  • MAR 9.2D Complaints concerning the performance of a CTP

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    MAR 9.2D Complaints concerning the performance of a CTP

  • MAR 9.2A Consolidated tape providers

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    MAR 9.2A Consolidated tape providers

  • MAR 9.2B Operating requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    MAR 9.2B Operating requirements

  • SUP 6A.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th February 2024

    SUP 6A.1 Application and purpose

  • SUP 16.31 Financial promotion approval reporting

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th February 2024

    SUP 16.31 Financial promotion approval reporting

  • EMIRR

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR

    164 European Market Infrastructure Regulation Rules sourcebook…

  • EMIRR 1.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 1.1 Application

  • EMIRR 1.3 Definitions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 1.3 Definitions

  • EMIRR 1.2 Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 1.2 Purpose