Level 3 Materials
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Questions and answers Transparency Directive
Chapter: Level 3 Guidance, Dossier: TD
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Guidelines and Recommendations regarding written agreements between members of CCP colleges
Chapter: Level 3 Guidance, Dossier: EMIR
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Guidelines on the measures payment service providers should take to detect missing or incomplete information on the payer or the payee, and the procedures they should be required to put in place to manage a transfer of funds lacking the required information. These guidelines were published on 22/09/2017
Chapter: Level 3 Guidance, Dossier: MLD
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Guidelines on cooperation arrangements and information exchange between competent authorities and between competent authorities and ESMA.
Chapter: Level 3 Guidance, Dossier: OTHER
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Guidelines on the management of interest rate risk arising from non-trading book activities
Chapter: Level 3 Guidance, Dossier: CRR-CRD
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Guidelines on liquidity stress testing in UCITS and AIFs
Chapter: Level 3 Guidance, Dossier: AIFMD
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Report on Article 45(9) of Directive (EU) 2015/849
Chapter: Level 3 Guidance, Dossier: MLD
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Guidelines on risk factors and simplified and enhanced customer due diligence published on 26/06/2017
Chapter: Level 3 Guidance, Dossier: MLD
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Guidelines on the conditions to be met to benefit from an exemption from contingency measures under Article 33(6) of Regulation (EU) 2018/389 (RTS on SCA & CSC)
Chapter: Level 3 Guidance, Dossier: PSD
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Questions and Answers On MiFID II and MiFIR commodity derivatives topics
Chapter: Level 3 Guidance, Dossier: MIFID
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Guidelines on the risk based approach to supervision published on 16/11/2016
Chapter: Level 3 Guidance, Dossier: MLD
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Guidelines for non-significant benchmarks
Chapter: Level 3 Guidance, Dossier: BMR
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Guidelines on the validation and review of Credit Rating Agencies' methodologies
Chapter: Level 3 Guidance, Dossier: CRAR
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EBA Consumer Trends Report 2017
Chapter: Level 3 Guidance, Dossier: PSD
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Guidelines on certain aspects of the MiFID II suitability requirements
Chapter: Level 3 Guidance, Dossier: MIFID
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Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation
Chapter: Level 3 Guidance, Dossier: MMFR
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Guidelines specifying the conditions for group financial support under Article 23 of Directive 2014/59/EU
Chapter: Level 3 Guidance, Dossier: BRRD
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Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) - consolidated version
Chapter: Level 3 Guidance, Dossier: CRR-CRD
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Questions and Answers On MiFID II and MiFIR transparency topics
Chapter: Level 3 Guidance, Dossier: MIFID