Level 3 Materials
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Inducements under MIFID
Chapter: Level 3 Guidance, Dossier: MIFID
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Guidelines on sound remuneration policies under the UCITS Directive and AIFMD
Chapter: Level 3 Guidance, Dossier: UCITS
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Guidelines on the range of scenarios to be used in recovery plans
Chapter: Level 3 Guidance, Dossier: BRRD
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Guidelines on the application of the definition of default under Article 178 of Regulation (EU) No 575/2013
Chapter: Level 3 Guidance, Dossier: CRR-CRD
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Guidelines on sound remuneration policies under Articles 74(3) and 75(2) of Directive 2013/36/EU and disclosures under Article 450 of Regulation (EU) No 575/2013
Chapter: Level 3 Guidance, Dossier: CRR-CRD
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Joint Committee Guidelines on complaints-handling to authorities competent for supervising the new institutions under PSD2 and/or the MCD
Chapter: Level 3 Guidance, Dossier: PSD
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Questions and Answers on the PRIIPs KID
Chapter: Level 3 Guidance, Dossier: PRIIPS
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Guidelines on disclosure of encumbered and unencumbered assets
Chapter: Level 3 Guidance, Dossier: CRR-CRD
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Questions and Answers Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)
Chapter: Level 3 Guidance, Dossier: EMIR
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Guidelines on enforcement of financial information
Chapter: Level 3 Guidance, Dossier: TD
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Guidelines on Significant Credit Risk Transfer relating to Articles 243 and Article 244 of Regulation 575/2013
Chapter: Level 3 Guidance, Dossier: CRR-CRD
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Recommendations on the coverage of entities in a group recovery plan
Chapter: Level 3 Guidance, Dossier: BRRD
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Guidelines on the security measures for operational and security risks of payment services under Directive (EU) 2015/2366 (PSD2)
Chapter: Level 3 Guidance, Dossier: PSD
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Guidelines on triggers for use of early intervention measures pursuant to Article 27(4) of Directive 2014/59/EU
Chapter: Level 3 Guidance, Dossier: BRRD
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Guidelines on sound remuneration policies under the UCITS Directive and AIFMD
Chapter: Level 3 Guidance, Dossier: UCITS
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Guidelines MMF stress tests Final Report
Chapter: Level 3 Guidance, Dossier: MMFR
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Guidelines on participant default rules and procedures under CSDR
Chapter: Level 3 Guidance, Dossier: CSDR
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Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation
Chapter: Level 3 Guidance, Dossier: AIFMD
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Questions and Answers — On MiFID II and MiFIR investor protection and intermediaries topics
Chapter: Level 3 Guidance, Dossier: MIFID
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Joint Guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomerates
Chapter: Level 3 Guidance, Dossier: FICOD