Level 3 Materials
Status:We have included on this webpage links to the pdf version of pre-IP completion day Level 3 material (EU non-legislative materials). Please note you should read these materials alongside the ESA’s lists (ESMA/EIOPA/EBA) of the UK’s compliance notifications.
Both the Level 3 materials and the notification lists should be read in conjunction with our guidance on our approach to EU non-legislative materials after IP completion day at https://www.fca.org.uk/publication/corporate/brexit-our-approach-to-eu-non-legislative-materials.pdf.
This is a non-exhaustive set of Level 3 material added here for reference and the notification lists are accurate as at IP completion day.
181 - 186 of 186 items.
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Recommendation on the use of the Legal Entity Identifier (LEI)
Chapter: Level 3 Guidance, Dossier: CRR-CRD
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Guidelines on PD estimation, LGD estimation and the treatment of defaulted exposures
Chapter: Level 3 Guidance, Dossier: CRR-CRD
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Guidelines on the STS criteria for non-ABCP securitisation
Chapter: Level 3 Guidance, Dossier: SR
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Guidelines on disclosure requirements under Part Eight of Regulation (EU) No 575/2013
Chapter: Level 3 Guidance, Dossier: CRR-CRD
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Guidelines on certain aspects of the MiFID compliance function requirements
Chapter: Level 3 Guidance, Dossier: MIFID
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Guidelines on liquidity stress testing in UCITS and AIFs
Chapter: Level 3 Guidance, Dossier: UCITS
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