Level 3 Materials
Status:We have included on this webpage links to the pdf version of pre-IP completion day Level 3 material (EU non-legislative materials). Please note you should read these materials alongside the ESA’s lists (ESMA/EIOPA/EBA) of the UK’s compliance notifications.
Both the Level 3 materials and the notification lists should be read in conjunction with our guidance on our approach to EU non-legislative materials after IP completion day at https://www.fca.org.uk/publication/corporate/brexit-our-approach-to-eu-non-legislative-materials.pdf.
This is a non-exhaustive set of Level 3 material added here for reference and the notification lists are accurate as at IP completion day.
1 - 4 of 4 items.
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Guidelines; on Risk factors under the Prospectus Regulation
Chapter: Level 3 Guidance, Dossier: PR
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Questions and answers ESMA Guidelines on Alternative Performance Measures (APMs)
Chapter: Level 3 Guidance, Dossier: PR
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Guidelines; ESMA Guidelines on Alternative Performance Measures
Chapter: Level 3 Guidance, Dossier: PR
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Questions and Answers on the Prospectus Regulation; Version 5; Last updated on 09 November 2020
Chapter: Level 3 Guidance, Dossier: PR