Rule-making and Amending Instruments

1641 - 1660 of 1861 items.

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  • FSA 2003/52: Supervision Manual (Amendment No 12) Instrument 2003

    Published: 17th July 2003

    Module: SUP

  • FSA 2003/53: Enforcement Manual (Amendment No 2) Instrument 2003

    Published: 17th July 2003

    Module: ENF

  • FSA 2003/55: Complaints Sourcebook (Amendment) Instrument 2003

    Published: 17th July 2003

    Module: DISP, Glossary

  • FSA 2003/56: Collective Investment Schemes Sourcebook (Amendment No 3) Instrument 2003

    Published: 17th July 2003

    Module: CIS, Glossary

  • FSA 2003/50: Interim Prudential Sourcebook for Investment Businesses (Amendment No 5) Instrument 2003

    Published: 17th July 2003

    Module: IPRU-INV

  • FSA 2003/51: Conduct of Business Sourcebook (Amendment No 13) Instrument 2003

    Published: 17th July 2003

    Module: COB, Glossary

  • FSA 2003/47: Collective Investment Schemes (UCITS Amending Directive) Instrument 2003

    Published: 17th July 2003

    Module: PRIN, SYSC, IPRU-INV, COB, AUTH, SUP, DEC, COMP, CIS

  • FSA 2003/43: Conduct of Business Sourcebook (Amendment No 12) Instrument 2003

    Published: 19th June 2003

    Module: COB

  • FSA 2003/46: Compensation Sourcebook (Dissolved Companies) Instrument 2003

    Published: 19th June 2003

    Module: COMP

  • FSA 2003/42: Interim Prudential Sourcebook for Investment Businesses (Amendment No 4) Instrument 2003

    Published: 19th June 2003

    Module: IPRU-INV

  • FSA 2003/44: With-Profits Governance Instrument 2003

    Published: 19th June 2003

    Module: COB, SUP, Glossary

  • FSA 2003/45: Alternative Trading Systems Instrument 2003 - Note that this instrument has been corrected to substitute 'customers' for 'consumers' in MAR 5 Annex 1G, requirements 8(2) and (3).

    Published: 19th June 2003

    Module: Reader's Guide, COB, MAR, AUTH, CRED, ELM, EMPS, FREN, OMPS, SERV, Glossary

  • FSA 2003/41: Periodic Fees (Unauthorised Mutual Societies Registration) (2003/2004) Instrument 2003

    Published: 15th May 2003

    Module: Non-handbook instrument

  • FSA 2003/39: Complaints Sourcebook (PIA Ombudsman Awards) Instrument 2003

    Published: 15th May 2003

    Module: DISP

  • FSA 2003/35: Authorisation Manual (Amendment No 6) Instrument 2003

    Published: 15th May 2003

    Module: AUTH

  • FSA 2003/40: UKLA Fees (2003/2004) and Related Listing Rules (Amendment) Instrument 2003

    Published: 15th May 2003

    Module: UKLA

  • FSA 2003/37: Periodic Fees (2003/2004) (No 2) Instrument 2003

    Published: 15th May 2003

    Module: SUP, PROF, CIS, REC, COMP, DISP, AUTH

  • FSA 2003/38: Supervision Manual (Passporting Guidance) Instrument 2003

    Published: 15th May 2003

    Module: SUP, Glossary

  • FSA 2003/36: Electronic Reporting of Large Exposures Instrument 2003

    Published: 15th May 2003

    Module: SUP, IPRU-BANK

  • FSA 2003/34: Market Conduct Sourcebook (Pre-Hedging Convertible and Exchangeable Bond Issues) Instrument 2003

    Published: 17th April 2003

    Module: MAR