Rule-making and Amending Instruments

1561 - 1580 of 1860 items.

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  • FSA 2004/26: Training and Competence Sourcebook (Examinations and Miscellaneous Amendments) Instrument 2004

    Published: 18th March 2004

    Module: TC, SUP, Glossary

  • FSA 2004/30: Electronic Reporting Requirements and Standing Data Instrument 2004

    Published: 18th March 2004

    Module: SUP, DISP, CRED, Glossary

  • FSA 2004/27: Application Fees (2004/2005) Instrument 2004

    Published: 18th March 2004

    Module: AUTH, CIS, PROF, REC

  • FSA 2004/31: Complaints Sourcebook (Financial Ombudsman Service General Levy 2004/2005) Instrument 2004

    Published: 18th March 2004

    Module: DISP

  • FSA 2004/32: Compensation Sourcebook (Funding) Instrument 2004

    Published: 18th March 2004

    Module: COMP, Glossary

  • FSA 2004/23: Conduct of Business Sourcebook (Amendment No 16) Instrument 2004

    Published: 18th March 2004

    Module: COB

  • FSA 2004/24: Conflicts of Interest (Investment Research) Instrument 2004

    Published: 18th March 2004

    Module: COB, Glossary

  • FSA 2004/28: Periodic Fees (Amendment) Instrument 2004

    Published: 18th March 2004

    Module: AUTH, SUP, COMP, CIS, CRED

  • FSA 2004/29: Supervision Manual (Reporting and Audit Requirements) Instrument 2004

    Published: 18th March 2004

    Module: SUP, Glossary

  • FSA 2004/33: New Collective Investment Schemes Sourcebook Instrument 2004

    Published: 18th March 2004

    Module: CIS, COLL

  • FSA 2004/34: New Collective Investment Schemes Sourcebook (Consequential Amendments) Instrument 2004

    Published: 18th March 2004

    Module: SYSC, GEN, IPRU-INS, IPRU-INV, COB, ICOB, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, Glossary

  • FSA 2004/18: With-Profits Governance (Postponement) Instrument 2004

    Published: 19th February 2004

    Module: COB, SUP, Glossary

  • FSA 2004/22: Decision Making Manual (Extension of Scope of Mediation Scheme) (Amendment) Instrument 2004

    Published: 19th February 2004

    Module: DEC

  • FSA 2004/19: With-Profits Governance (Amendment) (Postponement) Instrument 2004

    Published: 19th February 2004

    Module: COB

  • FSA 2004/20: Mortgages: Conduct of Business Sourcebook (Amendment) Instrument 2004

    Published: 19th February 2004

    Module: MCOB

  • FSA 2004/17: Money Laundering Sourcebook (Amendment No 2) Instrument 2004

    Published: 19th February 2004

    Module: APER, SYSC, ML, CRED, Glossary

  • FSA 2004/21: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) (No 2) Instrument 2004

    Published: 19th February 2004

    Module: GEN, AUTH, Glossary

  • FSA 2004/16: Listing Rules (Combined Code) (Amendment) Instrument 2004

    Published: 15th January 2004

    Module: UKLA

  • FSA 2004/4: Conflicts of Interest (Corporate Finance and Investment Analysts) (Postponement) Instrument 2004

    Published: 15th January 2004

    Module: COB, Glossary

  • FSA 2004/13: Complaints Sourcebook (Removal of Annual Notice for Exemption) Instrument 2004

    Published: 15th January 2004

    Module: DISP