Rule-making and Amending Instruments

121 - 140 of 1860 items.

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  • FCA 2021/67: UK Emission Trading Scheme (No 2) Instrument 2021

    Published: 17th December 2021

    Module: PERG

  • FCA 2021/62: Disclosure of Climate-Related Financial Information (Asset Manager and Asset Owner) Instrument 2021

    Published: 17th December 2021

    Module: Glossary, COLL, ESG

  • FCA 2021/64: LIBOR Transition Miscellaneous Instrument 2021

    Published: 17th December 2021

    Module: Glossary, CASS, PERG, IPRU-INV

  • FCA 2021/58: Listing Rules (Primary Markets Effectiveness) (Reform and Modernisation) Instrument 2021

    Published: 7th December 2021

    Module: Glossary, LR

  • FCA 2021/57: Listing Rules (Primary Markets Effectiveness) (Shares in Public Hands) Instrument 2021

    Published: 2nd December 2021

    Module: LR

  • FCA 2021/55: Listing Rules (Primary Market Effectiveness) (Dual Class Share Structure) Instrument 2021

    Published: 2nd December 2021

    Module: Glossary, LR

  • FCA 2021/56: Listing Rules (Primary Markets Effectiveness) (Minimum Market Capitalisation) Instrument 2021

    Published: 2nd December 2021

    Module: LR

  • FCA 2021/54: Conduct of Business Sourcebook (Final Nudge to Pensions Guidance) Instrument 2021

    Published: 1st December 2021

    Module: Glossary, COBS

  • FCA 2021/60: Technical Standards (Markets in Financial Instruments Regulation) (Best Execution) Instrument 2021

    Published: 30th November 2021

    Module:

  • FCA 2021/59: Conduct of Business Sourcebook (Amendment) Instrument 2021

    Published: 30th November 2021

    Module: MAR, REC, COBS

  • FCA 2021/52: Claims Management (Fees Rules) Instrument 2021

    Published: 29th November 2021

    Module: Glossary, CMCOB

  • FCA 2021/44: Perimeter Guidance (Payment Services) Instrument 2021

    Published: 29th November 2021

    Module: PERG

  • FCA 2021/45: Technical Standards on Strong Customer Authentication and Common and Secure Methods of Communication (Amendment) (No 2) Instrument 2021

    Published: 29th November 2021

    Module:

  • FCA 2021/47: Money and Pensions Service (Consequential Amendments) Instrument 2021

    Published: 26th November 2021

    Module: Glossary, MCOB, DISP, COBS, CONC, PERG

  • FCA 2021/51: Technical Standards (Financial Conglomerates Directive) (Amendment) Instrument 2021

    Published: 26th November 2021

    Module:

  • FCA 2021/48: Conduct of Business Sourcebook (Communications in relation to Authorised Fund Benchmarks) (Amendment) Instrument 2021

    Published: 26th November 2021

    Module: COBS

  • FCA 2021/46: Changes to Decision Making for Statutory Notice Procedure Instrument 2021

    Published: 26th November 2021

    Module: DEPP, EG

  • FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

    Published: 26th November 2021

    Module: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  • FCA 2021/49: Investment Firms Prudential Regime (No. 2) Instrument 2021

    Published: 26th November 2021

    Module: Glossary, SUP, DEPP, EG, MIFIDPRU, MIDFIDPRU, SYSC

  • FCA 2021/42: Funeral Plans (No. 2) Instrument 2021

    Published: 5th November 2021

    Module: Glossary, TC, COMP, SYSC, PERG, FPCOB, PROD