Rule-making and Amending Instruments

1321 - 1340 of 1860 items.

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  • FSA 2007/19: Handbook Administration (No 5) Instrument 2007

    Published: 22nd March 2007

    Module: Glossary, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INS, COB, ICOB, MCOB, MAR, TC, SUP, ENF, REC, LR, DTR

  • FOS 2007/1: Fees Manual (Financial Ombudsman Service Case Fees 2007/08) Instrument 2007

    Published: 8th March 2007

    Module: FEES

  • FSA 2007/15: New Collective Investment Schemes Sourcebook (Amendment) Instrument 2007

    Published: 22nd February 2007

    Module: Glossary, COLL

  • FSA 2007/14: Approved Persons Regime (Merging the Customer Functions) Instrument 2007

    Published: 22nd February 2007

    Module: Glossary, FEES, TC, SUP

  • FSA 2007/5: Supervision Manual (Retail Mediation Activities Return) Instrument 2007

    Published: 25th January 2007

    Module: SUP

  • FSA 2007/7: Integrated Regulatory Reporting (Electronic Reporting) Instrument 2007

    Published: 25th January 2007

    Module: SUP

  • FSA 2007/2: Interim Prudential Sourcebook for Investment Businesses (Exempt CAD Firms) Instrument 2007

    Published: 25th January 2007

    Module: MIPRU, IPRU-INV

  • FSA 2007/11: Takeover Bids Directive (Consequential Amendments) Instrument 2007

    Published: 25th January 2007

    Module: Glossary, IPRU-INV, COB, MAR, SUP, ENF

  • FSA 2007/12: Dispute Resolution: Complaints (MiFID) Instrument 2007

    Published: 25th January 2007

    Module: DISP

  • FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007

    Published: 25th January 2007

    Module: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP

  • FSA 2007/3: Conduct of Business Sourcebook (MiFID Transposition) Instrument 2007

    Published: 25th January 2007

    Module: COB, COBS

  • FSA 2007/4: Client Assets Sourcebook (MiFID Business) Instrument 2007

    Published: 25th January 2007

    Module: SYSC, IPRU-INV, CASS, SUP

  • FSA 2007/10: Integrated Regulatory Reporting Instrument 2007

    Published: 25th January 2007

    Module: SUP

  • FSA 2007/6: Approved Persons Regime (Simplification and MiFID) Instrument 2007

    Published: 25th January 2007

    Module: Glossary, SYSC, APER, FIT, INSPRU, MIPRU, SUP, CRED

  • FSA 2007/13: Markets (MiFID) Instrument 2007

    Published: 25th January 2007

    Module: MAR, SUP, DEC, REC

  • FSA 2007/8: Passporting (MiFID) Instrument 2007

    Published: 25th January 2007

    Module: Glossary, SUP, PROF

  • FSA 2007/1: Glossary (MiFID) Instrument 2007

    Published: 25th January 2007

    Module: Glossary

  • FSA 2006/65: Interim Prudential Sourcebook for Friendly Societies (Amendment No 2) Instrument 2006

    Published: 21st December 2006

    Module: IPRU-FSOC

  • FSA 2006/66: Deletion of Authorisation Manual Instrument 2006

    Published: 21st December 2006

    Module: Glossary, AUTH

  • FSA 2006/68: Supervision Manual (Insurance Conglomerates Reporting Amendment) Instrument 2006

    Published: 21st December 2006

    Module: SUP