Rule-making and Amending Instruments

81 - 100 of 1860 items.

Filter by:

  • FCA 2022/35: Handbook Administration (No 61) Instrument 2022

    Published: 30th September 2022

    Module: SUP, CASS, DEPP

  • FCA 2022/32: Appointed Representatives Instrument 2022

    Published: 3rd August 2022

    Module: Glossary, SUP, COCON

  • FCA 2022/33: Financial Promotions and High-Risk Investments Instrument 2022

    Published: 1st August 2022

    Module: Glossary, LR, GEN, COBS, BCOBS, CREDS, COLL, PERG

  • FCA 2022/31: Consumer Duty Instrument 2022

    Published: 27th July 2022

    Module: Glossary, GEN, PRIN, COCON, PROD

  • FCA 2022/30: Dormant Assets Instrument 2022

    Published: 18th July 2022

    Module: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG

  • FCA 2022/29: Funeral Plans (No 5) Instrument 2022

    Published: 18th July 2022

    Module: Glossary, COMP, FPCOB

  • FCA 2022/28: Collective Investment Schemes Sourcebook (Side Pockets) (Russia) Instrument 2022

    Published: 6th July 2022

    Module: Glossary, COLL

  • FCA 2022/27: Periodic Fees (2022/2023) and Other Fees Instrument 2022

    Published: 28th June 2022

    Module: FEES

  • FCA 2022/25: Funeral Plans (No 4) Instrument 2022

    Published: 24th June 2022

    Module: Glossary, FEES, COMP, ICOBS

  • FCA 2022/26: Handbook Administration (No 60) Instrument 2022

    Published: 24th June 2022

    Module: SUP, PERG, FPCOB

  • FCA 2022/15: Claims Management (Relevant Connections) Instrument 2022

    Published: 7th June 2022

    Module: SUP, CMCOB

  • FCA 2022/21: Training and Competence Sourcebook (Amendment No 10) Instrument 2022

    Published: 27th May 2022

    Module: TC

  • FCA 2022/22: Listing Rules (Open-Ended Investment Companies) (Amendment) Instrument 2022

    Published: 27th May 2022

    Module: LR

  • FCA 2022/24: Conduct of Business Sourcebook (Amendment) Instrument 2022

    Published: 27th May 2022

    Module: COBS

  • FCA 2022/20: Investment Firms Prudential Regime (Amendment) Instrument 2022

    Published: 27th May 2022

    Module: MIFIDPRU

  • FCA 2022/17: Perimeter Guidance (Commodity Derivatives Exemption) Instrument 2022

    Published: 27th May 2022

    Module: Glossary, PERG

  • FCA 2022/18: Technical Standards (Markets in Financial Instruments) (Ancillary Exemption) Instrument 2022

    Published: 27th May 2022

    Module:

  • FCA 2022/19: Listing Rules and Prospectus Regulation Rules (Prospectus Guidance and Guidelines) Instrument 2022

    Published: 27th May 2022

    Module: Glossary, LR, PRR

  • FCA 2022/23: Conduct of Business Sourcebook (MiFID Org Regulation Amendment) Instrument 2022

    Published: 27th May 2022

    Module: Glossary, COBS

  • FCA 2022/14: Part 4A Permission (Own-Initiative Variation and Cancellation) Instrument 2022 (FCA 2022/14)

    Published: 19th May 2022

    Module: Glossary, SUP, COMP, DISP, EG