Rule-making and Amending Instruments

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  • FCA 2019/47: Technical Standards (Markets in Financial Instruments Regulation) (EU Exit) (No 1) Instrument 2019

    Published: 29th March 2019

    Module:

  • FCA 2019/36: Exiting the European Union: Temporary Permission and Financial Services Contracts Instrument 2019

    Published: 29th March 2019

    Module:

  • FCA 2019/25: Exiting the European Union: Specialist Sourcebooks (Amendments) Instrument 2019

    Published: 29th March 2019

    Module:

  • FCA 2019/48: Technical Standards (MiFIR Transparency) (EU Exit) Instrument 2019

    Published: 29th March 2019

    Module:

  • FCA 2019/9: Fees (Office for Professional Body Anti-Money Laundering Supervision) Instrument 2019

    Published: 14th March 2019

    Module: FEES

  • FCA 2019/11: Reporting of Information about Directory Persons (Dual-Regulated Firms) Instrument 2019

    Published: 8th March 2019

    Module: Glossary, SUP, SYSC

  • FOS 2019/1: Financial Ombudsman Service (Award Limit) Instrument 2019

    Published: 8th March 2019

    Module: DISP

  • FCA 2019/12: Financial Ombudsman Service (Award Limit) Instrument 2019

    Published: 8th March 2019

    Module: DISP

  • Non-legal changes document 2019

    Published: 8th March 2019

    Module: FCA Handbook

  • FCA 2019/13: CONSUMER CREDIT (RENT-TO-OWN COST CAP) INSTRUMENT 2019

    Published: 5th March 2019

    Module: CONC

  • FCA 2019/8: Fees (Devolved Authorities Debt Advice Levies) Instrument 2019

    Published: 1st March 2019

    Module: Glossary, FEES, CREDS

  • FCA 2019/10: Fees (Miscellaneous Amendments) (No 13) Instrument 2019

    Published: 1st March 2019

    Module: FEES

  • FCA 2019/6: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2019

    Published: 4th February 2019

    Module: Glossary, COBS, COLL

  • FCA 2019/5: Payment Services and Electronic Money (Principles for Businesses and Conduct of Business) Instrument 2019

    Published: 1st February 2019

    Module: Glossary, PRIN, BCOBS

  • FCA 2019/7: Dispute Resolution: Complaints (Payment Protection Insurance) (Amendment No 4) Instrument 2019

    Published: 30th January 2019

    Module: DISP

  • FCA 2019/4: Conduct of Business Sourcebook (Retirement Outcomes Review) Instrument 2019

    Published: 29th January 2019

    Module: Glossary, COBS

  • FCA 2019/3: Handbook Administration (Fees Transitional Provision) Instrument 2019

    Published: 25th January 2019

    Module: FEES

  • FCA 2019/1: Securitisation Regulation Implementation (Fees for Third Party Verifiers) Instrument 2019

    Published: 3rd January 2019

    Module: Glossary, FEES

  • FCA 2019/2: Enforcement (EU Securitisation Regulation) Instrument 2019

    Published: 3rd January 2019

    Module: Glossary, DEPP, EG

  • Non-legal changes document 2018

    Published: 21st December 2018

    Module: FCA Handbook