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Rule-making and Amending Instruments

41 - 60 of 1835 items.

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Year

Module

FCA Instruments

FOS Instruments

Non Legal

FCA 2023/2: Senior Managers and Certification Regime (Significant SYSC Firm) Instrument 2023

Published: 27th January 2023

Module: SYSC

Non-legal changes

Published: 19th December 2022

Module: FCA Handbook

FCA 2022/47: Handbook Administration (No 62) Instrument 2022

Published: 16th December 2022

Module: SUP, COBS, FEES, PROD

FCA 2022/46: Collective Investment Schemes (Individually Recognised Overseas Schemes and Miscellaneous Amendments) Instrument 2022

Published: 16th December 2022

Module: Glossary, DEPP, COLL, EG

FCA 2022/45: FCA Standards Instrument: The Technical Standards (Bilateral Margining) Instrument 2022

Published: 15th December 2022

Module:

FCA 2022/42: Non-Workplace Pensions Instrument 2022

Published: 1st December 2022

Module: Glossary, COBS, PERG, PROD

FCA 2022/43: British Steel Pension Scheme Consumer Redress Scheme Instrument 2022

Published: 28th November 2022

Module: Glossary, FEES, CONRED

FCA 2022/44: Pension Transfer Redress Instrument 2022

Published: 28th November 2022

Module: DISP

FCA 2022/40: Conduct of Business Sourcebook (Annuitant Mortality Amendment) Instrument 2022

Published: 25th November 2022

Module: COBS

FCA 2022/39: Prudential Standards for Investment Management Firms (Amendment) Instrument 2022

Published: 25th November 2022

Module: IPRU-INV

FCA 2022/41: Consumer Credit and Mortgages (High Net Worth) Instrument 2022

Published: 25th November 2022

Module: Glossary, CONC, MCOB, PERG

FCA 2022/38: Pension Schemes (Information to Dashboards) Instrument 2022

Published: 1st November 2022

Module: Glossary, COBS

FCA 2022/37: Supervision Manual (Reporting No 18) Instrument 2022

Published: 31st October 2022

Module: SUP

FCA 2022/34: Decision Procedure and Penalties Manual (Amendment) Instrument 2022

Published: 30th September 2022

Module: DEPP

FCA 2022/36: Investment Firms Prudential Regime (Amendment) (No. 2) Instrument 2022

Published: 30th September 2022

Module: MIFIDPRU

FCA 2022/35: Handbook Administration (No 61) Instrument 2022

Published: 30th September 2022

Module: SUP, CASS, DEPP

FCA 2022/32: Appointed Representatives Instrument 2022

Published: 3rd August 2022

Module: Glossary, SUP, COCON

FCA 2022/33: Financial Promotions and High-Risk Investments Instrument 2022

Published: 1st August 2022

Module: Glossary, LR, GEN, COBS, BCOBS, CREDS, COLL, PERG

FCA 2022/31: Consumer Duty Instrument 2022

Published: 27th July 2022

Module: Glossary, GEN, PRIN, COCON, PROD

FCA 2022/30: Dormant Assets Instrument 2022

Published: 18th July 2022

Module: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG