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FCA Handbook
MAR
MAR Sch 2 Notification requirements

MAR Sch 2 Notification requirements

MAR Sch 2.1G01/04/2015

This schedule outlines the notification requirements detailed in MAR where notifications should be provided to the FCA.1

Mar Sch 2.2G05/04/2024

Notification requirements1

1Handbook Reference	Matter to be notified	Contents of Notification	Trigger event	Time allowed
2MAR 5.3A.3R(4)	Market making agreements	Content of market making agreements	Upon formation of a binding written agreement	Without delay
2MAR 5.3A.8R	Trading halts on material markets	Information that trading is halted in a financial instrument	Upon trading halt	Without delay
2MAR 5.6.1R(1)	Non-compliant, disorderly or abusive trading	Information of the occurrence of significant breaches of rules, disorderly trading, system disruptions, or conduct that may involve market abuse	Upon occurrence of the breach, conditions or conduct	Without delay
2MAR 5.6A.1R(3)	Suspension and removal of financial instruments	Information of the suspension or removal of a financial instrument and any related or referenced derivative	Upon suspension or removal	Without delay
2MAR 5A.5.3R(4)	Market making agreements	Content of market making agreements	Upon formation of a binding written agreement
2MAR 5A.5.8R	Trading halts on material markets	Information that trading is halted in a financial instrument	Upon trading halt	Without delay
2MAR 5A.8.1R(1)	Non-compliant, disorderly or abusive trading	Information of the occurrence of significant breaches of rules, disorderly trading, system disruptions, or conduct that may involve market abuse	Upon occurrence of the breach, conditions or conduct	Without delay
2MAR 5A.9.1R(3)	Suspension and removal of financial instruments	Information of the suspension or removal of a financial instrument and any related or referenced derivative	Upon suspension or removal	Without delay
2MAR 6.4.1R	Systematic internaliser status	Information of gaining or ceasing systematic internaliser status	Upon becoming or ceasing to be a systematic internaliser	Without delay
2MAR 7A.3.6R	Engaging in algorithmic trading	Information that a member of a trading venue is engaging in algorithmic trading	Upon engagement in algorithmic trading	Without delay
2MAR 7A.4.4R	Provision of DEA services	Information that a firm is providing DEA services	Upon engagement in DEA provision	Without delay
2MAR 5.6.2R(1)	Proposal to change fee incentive scheme	Summary of proposal in the form set out in Annex 1	Proposal communicated to members	Without delay
2MAR 5.6.2R(2)	Change to fee incentive scheme	Summary of change	Change published or notified to members	Without delay
MAR 8.3.17 R	Reasonable possibility of not being able to hold sufficient financial resources	Full details together with relevant financial information	Occurrence	As soon as practicable
3MAR 9.2B.5 (3)	Any planned significant changes to IT systems	Summary of changes	Decision to make the planned change	Without delay
3 MAR 9.2B.6(4)	Breaches of the physical and electronic security measures referred to in MAR 9.2B.6 R(1) to MAR 9.2B.6 R(3)	Full details of the breach, including an incident report, indicating the nature of the incident, the measures adopted to cope with the incident and the initiatives taken to prevent similar incidents	Occurrence	Without delay
3MAR 9.2B.10R(8)	Errors or omissions in transaction reports	Summary of the error or omission	Occurrence	Without delay
3MAR 9.3.10R(2)	Non-compliance with any rule in MAR 9 3or other regulatory obligation	Reasons for non-compliance	Occurrence	As soon as reasonably practicable